ERIC Identifier: ED407172
Publication Date: 1997-04-00
Author: Katz, Lilian G.
Source: ERIC Clearinghouse on Elementary and Early Childhood Education Champaign IL.

A Developmental Approach to Assessment of Young Children. ERIC Digest.

For more than a decade, early childhood educators have been discussing issues of curriculum and teaching methods in terms of their developmental appropriateness. The concept of developmental appropriateness can also be extended to issues related to the assessment of children during the early years.


Clarifying the main purpose for which young children are assessed can help determine what kinds of assessments would be most appropriate. Assessment of individual children might serve one of the following purposes: * to determine progress on significant developmental achievements; * to make placement or promotion decisions; * to diagnose learning and teaching problems; * to help in instruction and curriculum decisions; * to serve as a basis for reporting to parents; and * to assist a child with assessing his or her own progress.

Decisions regarding the purposes of assessment should begin with discussions among all the stakeholders--parents, educators, and other members of the community--as appropriate. The group may want to keep in mind that (1) plans, strategies, and assessment instruments are differentially suited for each of the potential purposes of assessment; (2) an overall assessment should include the four categories of educational goals: knowledge, skills, dispositions, and feelings (Katz, 1995); and (3) assessments made during children's informal work and play are most likely to minimize the many potential errors of various assessment strategies.


Young children are notoriously poor test-takers: perhaps because they are sometimes confused by being asked questions that they think the tester must already know the answers to! There is reason to suggest that the younger the child being evaluated, assessed, or tested, the more errors are made (Shepard, 1994; Ratcliff, 1995). If this principle is sound, then the younger the children, the greater the risk of assigning false labels to them. Another principle may also be appropriate: the longer children live with a label (a true or false one), the more difficult it may become to discard it.

All methods of assessment make errors: the errors made by formal tests are different from those made by informal or anecdotal records and documentation notes; the errors made by specific checklists of behavioral items are different from those made by holistic impressionistic assessments. Awareness of the potential errors of each evaluation or assessment strategy can help minimize errors in interpretation. It is a good idea to strive for a balance between global or holistic evaluation and detailed specific assessments of young children.


As they plan assessments of young children's learning, parents and educators may want to:


For several reasons, report cards with letter grades or achievement scores are not appropriate for children at and below the third grade. First, before third grade, the differences in developmental timetables and other factors that contribute to performance are still too unstable, malleable, and varied to achieve reliability. By third grade, however, children's abilities and aptitudes are likely to have stabilized and can be assessed with at least minimal reliability. Second, there is little evidence that grades or scores listed on the report cards of young children contribute positively to those most in need of improvement. Third, while teachers need to know how well a young child is progressing on significant skills and knowledge, and to evaluate such progress, little is known about how parents use such information.


MEANING. The items and behaviors assessed should have demonstrablerelationships to significant human functioning. For example, thechild's knowledge of the names of shapes or of the calendar at age4 or 5 has little or no practical significance or meaning beyondtest performance itself. In addition to assessing young children'ssocial competence, adults should include the assessment ofindividual children's progress in acquiring desirable dispositions,feelings, skills, and knowledge.

Documentation is a strategy for recording and presenting such assessments (see Katz & Chard, 1996).


Preschoolers and children in the primary grades can be encouragedto assess their own work according to specific criteria such as theclarity, inclusiveness, interest level, comprehensiveness, oraesthetic qualities of the work. They can also be encouraged toconsider the standards to be met on these criteria.

ENCOURAGE CHILDREN TO ASSESS THEIR OWN PROGRESS. From kindergarten on, most children can be encouraged to assess the general progress of their own learning. During teacher-child or teacher-parent-child conferences, children can be encouraged to indicate what mastery and learning they want to focus on during a given period. From time to time, children can then be asked to judge their own progress, using three or four categories. For example, each child can be asked to discuss work she thinks she is making good progress on, what he thinks he needs to concentrate more on, what she wants help with, and other categories nominated by the child. Most children will be quite realistic and sensible when engaging in such self-evaluation. The teacher can help by expressing her own realistic evaluation in a serious and supportive way. In principle, unless children are consulted about their own views of their own progress, they cannot learn to assume some responsibility for it (Katz, 1995).


Depending on their ages, children as a group can be encouraged to develop some criteria concerning what they want their classroom life to be like. These criteria are not simply lists of classroom rules. Rather they should be a thoughtful examination of what kind of community the class should be--e.g., the extent to which it is a caring, cooperative group, respectful of individual differences; the extent to which it is a helpful community of scholars; and the extent to which it meets any other dimensions of classroom life the children and their teacher think are important.

Periodically, the teacher or a child can lead the group in a discussion concerning how well they are doing on these criteria as a class, and what additions or modifications of the criteria might be tried. Such discussions should be directed toward the development of positive and constructive suggestions.


Whenever a measurement is applied to a group of people of any age, especially a group that is diverse in background, experience, aptitude, development, culture, language, and interests, some will rank higher and some lower than others on any item assessed. All measures yield such differences, and it is thus statistically impossible for all those subjected to the same assessment to be above average! However, failure to evaluate and assess children's progress might mean that some children will be deprived of needed intervention with special services at a time when these services can do the most good. While educators cannot be accountable for all children being above average or for all children being first, they are accountable for applying all teaching strategies and efforts known to be effective and appropriate for the learning situation at hand. Assessment procedures should therefore indicate which of the strategies and resources available and judged appropriate have been employed to help each individual child.


Fogarty, Robin. (Ed.). (1996). STUDENT PORTFOLIOS: A COLLECTION OF ARTICLES. Palatine, IL: IRI/Skylight Training and Publishing. ED 392 542.

Gaustad, Joan. (1996). Assessment and evaluation in the multiage classroom [Special issue]. OSSC BULLETIN, 39 (3-4). ED 392 149.

Genishi, Celia. (Ed.). (1992). WAYS OF ASSESSING CHILDREN AND CURRICULUM: STORIES OF EARLY CHILDHOOD PRACTICE. New York: Teachers College Press. ED 365 474.

Hills, Tynette W. (1993). Assessment in context--Teachers and children at work. YOUNG CHILDREN 48 (5), 20-28. EJ 465 919.

Katz, Lilian G. (1995). TALKS WITH TEACHERS OF YOUNG CHILDREN: A COLLECTION. Norwood, NJ: Ablex. ED 380 232.

Katz, Lilian G., & Chard, Sylvia. (1989). ENGAGING CHILDREN'S MINDS: THE PROJECT APPROACH. Norwood, NJ: Ablex.

Katz, Lilian G., & Chard, Sylvia C. (1996). THE CONTRIBUTION OF DOCUMENTATION TO THE QUALITY OF EARLY CHILDHOOD EDUCATION. ERIC Digest. Urbana, IL: ERIC Clearinghouse on Elementary and Early Childhood Education. ED 393 608.

Martin, Sue. (1996, April). DEVELOPMENTALLY APPROPRIATE EVALUATION: CONVINCING STUDENTS AND TEACHERS OF THE IMPORTANCE OF OBSERVATION AS APPROPRIATE EVALUATION OF CHILDREN. Paper presented at the Association of Childhood Education International Conference, Minneapolis, MN. ED 391 601.

Privett, Nawanna B. (1996). Without fear of failure: The attributes of an ungraded primary school. SCHOOL ADMINISTRATOR, 53 (1), 6-11. EJ 517 823.

Ratcliff, Nancy. (1995). The need for alternative techniques for assessing young children's emerging literacy skills. CONTEMPORARY EDUCATION, 66 (3),169-171. EJ 512 829. Schattgen, Sharon Ford. (1993, April). VALIDATION OF A DEVELOPMENTALLY APPROPRIATE ASSESSMENT SYSTEM FOR EARLY CHILDHOOD EDUCATION. Paper presented at the Annual Meeting of the National Council on Measurement in Education, Atlanta, GA. ED 359 248.

Shepard, Lorrie A. (1994). The challenges of assessing young children appropriately. PHI DELTA KAPPAN 76 (3), 206-212. EJ 492 843.

SouthEastern Regional Vision for Education. (1995, April). ASSESSMENT IN EARLY CHILDHOOD EDUCATION: STATUS OF THE ISSUE. Tallahassee, FL: Author.


References identified with an ED (ERIC document) or EJ (ERIC journal) number are cited in the ERIC database. Most documents are available in ERIC microfiche collections at more than 900 locations worldwide, and can be ordered through EDRS: (800) 443-ERIC. Journal articles are available from the original journal, interlibrary loan services, or article reproduction clearinghouses such as UnCover (800-787-7979), UMI (800-732-0616), or ISI (800-523-1850).

This publication was funded by the Office of Educational Research and Improvement, U.S. Department of Education, under contract no. RR93002007. The opinions expressed in this report do not necessarily reflect the positions or policies of OERI. ERIC Digests are in the public domain and may be freely reproduced.

Title: A Developmental Approach to Assessment of Young Children. ERIC Digest.
Document Type: Guides---Non-Classroom Use (055); Information Analyses---ERIC Information Analysis Products (IAPs) (071); Information Analyses---ERIC Digests (Selected) in Full Text (073);
Descriptors: Early Childhood Education, Evaluation Criteria, Evaluation Methods, Grades (Scholastic), Report Cards, Student Evaluation, Test Interpretation, Test Use, Test Validity, Young Children
Identifiers: Authentic Assessment, Developmentally Appropriate Programs, ERIC Digests

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